Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Long is a financial professional with over 8 years of experience in the industry. James is currently registered with Truist Securities, Inc. and holds the Series 7, 24, 63, 79TO and SIE licenses. James is registered to provide securities related services in all 50 states and the District of Columbia. Prior to joining Truist Securities, Inc., James was employed by HSBC Securities (USA) Inc. where he was registered to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/29/2022 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
01/31/2013 - 02/12/2021
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 03/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/02/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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