Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lon Marsee is a financial advisor at Fidelity Brokerage Services LLC, registered with the Securities and Exchange Commission (SEC). James has been in the financial services industry since 2011. James is licensed to offer investment advice in 53 states and has earned several industry certifications including Series 66, Series 9, Series 10, SIE, and Series 7 exams. James was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Waddell & Reed, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/19/2015 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
FL
03/01/2012 - 01/14/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
GA
06/07/2011 - 02/27/2012
WADDELL & REED, INC. (ATLANTA GA)
BOTH
Issued 09/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/21/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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