Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Logan McGovern is a financial advisor registered with Regions Securities LLC, a broker-dealer based in Charlotte, NC. James has been in the financial industry since 1995 and has a wide range of experience in various financial institutions. James has a strong track record of success and has been recognized for his expertise. He is committed to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/17/2015 - Present
Regions Securities LLC (Charlotte NC)
GA
02/22/2010 - 06/10/2015
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
NY
03/23/2006 - 06/24/2008
GE CAPITAL MARKETS, INC. (NEW YORK NY)
NY
05/28/2004 - 05/17/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
05/16/1998 - 05/17/2004
TD SECURITIES (USA) INC. (NEW YORK NY)
NY
05/03/1993 - 05/06/1998
SALOMON BROTHERS INC. (NEW YORK NY)
MN
09/02/1992 - 11/09/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/02/1992 - 11/09/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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