Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lloyd Space is a financial professional with over 35 years of experience in the industry. James has a proven track record of success in helping clients achieve their financial goals. Currently, James is a Registered Representative with Equity Services, Inc. In previous roles, James has been a Registered Representative with PRUCO SECURITIES, LLC., The Prudential Insurance Company of America, MML Investors Services, Inc. and CNA Investor Services, Inc. James holds the Series 6 and SIE licenses and is registered in Florida and New York. James specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/28/2018 - Present
Equity Services, Inc. (HAUPPAUGE NY)
NY
04/21/1992 - 03/02/2018
PRUCO SECURITIES, LLC. (PATCHOGUE NY)
NJ
04/21/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
MA
06/26/1991 - 03/05/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
05/10/1989 - 01/29/1991
CNA INVESTOR SERVICES, INC. (NEW YORK NY)
NA
08/12/1983 - 11/11/1989
PRUCO SECURITIES CORPORATION
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Space is the right advisor for you? Invested Better is here to help.
