Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lloyd Rickett is a financial advisor with over 20 years of experience in the industry. James is currently registered with PFS Investments Inc. in Baton Rouge, LA. Prior to this role, James was also registered with PFS Investments Inc. James holds the Series 6 and Series 63 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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LA
02/15/2011 - Present
PFS Investments Inc. (BATON ROUGE LA)
LA
06/29/1999 - 12/31/2010
PFS INVESTMENTS INC. (BATON ROUGE LA)
BC
Issued 07/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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