Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lloyd Patterson is a financial advisor with Equity Services, Inc. located in ROANOKE, VA. James has been in the industry since 2004. James holds a variety of licenses and certifications, including Series 6, 7, 24, 26, 51, and 63. James also holds the SIE designation. James has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. James provides a range of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
06/20/2017 - Present
Equity Services, Inc. (ROANOKE VA)
VA
03/25/2017 - 05/18/2017
MML INVESTORS SERVICES, LLC (ROANOKE VA)
VA
03/07/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ROANOKE VA)
VA
07/12/2011 - 03/08/2012
AXA ADVISORS, LLC (ROANOKE VA)
VA
03/02/2004 - 07/07/2011
ALLSTATE FINANCIAL SERVICES, LLC (RICHMOND VA)
BC
Issued 03/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2011
Series 24 - General Securities Principal Examination
BC
Issued 12/22/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/26/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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