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James Lloyd Iselin

Neuberger Berman BD LLC

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About James Lloyd Iselin

James Lloyd Iselin is a registered representative of Neuberger Berman BD LLC. James Lloyd Iselin has been in the securities industry since 1994. James Lloyd Iselin is registered with 52 states and 2 jurisdictions and has been previously registered with Neuberger Berman Management LLC, Robo Securities, L.L.C. and Weiss, Peck & Greer, L.L.C. James Lloyd Iselin holds Series 63, 65, 7, 53 and SIE licenses. James Lloyd Iselin is also a registered investment advisor in New Jersey and New York. James Lloyd Iselin provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, which are managed by Neuberger Berman Investment Advisers LLC, on an ongoing basis.

Firm Information

James Iselin is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Iselin’s Registration & Firm History

NY

03/29/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

02/22/2007 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

MA

04/27/2001 - 06/28/2005

ROBECO SECURITIES, L.L.C. (BOSTON MA)

MA

08/24/1994 - 08/03/2000

WEISS, PECK & GREER, L.L.C. (BOSTON MA)

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Licenses & Designations

IA

Issued 01/17/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Lloyd Iselin.
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