Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lloyd Hart is an active Registered Representative with Raymond James Financial Services Advisors, Inc. and a Registered Investment Advisor with Raymond James Financial Services Advisors, Inc.. James has been in the industry since September 20, 1983 and has experience working with insurance companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. James has several designations and specializations in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
09/17/2012 - Present
Raymond James Financial Services Advisors, Inc. (Vero Beach FL)
FL
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (VERO BEACH FL)
FL
03/07/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VERO BEACH FL)
FL
07/01/2003 - 03/10/2008
WACHOVIA SECURITIES, LLC (VERO BEACH FL)
NY
01/18/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 01/21/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/07/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/08/1990 - 04/16/1993
FIRST ALBANY CORPORATION (NEW YORK NY)
WI
03/03/1987 - 02/12/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
07/21/1983 - 02/19/1987
DEAN WITTER REYNOLDS INC.
IA
Issued 02/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/17/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/24/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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