Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ferguson is a financial professional in Dallas, Texas with over 5 years of experience in the financial industry. James Ferguson is currently registered with Nylife Securities LLC and holds Series 7TO, Series 63 and SIE licenses. James Ferguson is registered in Texas and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/15/2023 - Present
Nylife Securities LLC (DALLAS TX)
BC
Issued 08/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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