Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lloyd Braaten is a financial advisor registered with Ameriprise Financial Services, LLC. James Braaten has been in the financial services industry for 20 years and is licensed to provide financial advice in multiple states. James Braaten is also a registered Investment Advisor Representative in Minnesota and Texas. James Lloyd Braaten is a financial advisor with a broad range of experience and expertise. James Braaten provides financial advice to individuals, families, businesses and trusts. James Braaten can help you with your retirement planning, college savings, estate planning, and other financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
10/23/2007 - Present
Ameriprise Financial Services, LLC (SAVAGE MN)
MN
07/12/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
04/11/2003 - 12/06/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/11/2003 - 12/06/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Braaten is the right advisor for you? Invested Better is here to help.
