Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Livingston Arthur is a financial advisor affiliated with UMB Financial Services, Inc. James has been active in the industry since April 22, 2019 and is registered with the state of Texas. James has a variety of licenses, including Series 7, 63, 52 and 53, and has specialized in investment management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
04/23/2019 - Present
UMB Financial Services, Inc. (Dallas TX)
BC
Issued 05/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/07/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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