Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Liddington is a financial advisor with over 20 years of experience in the financial services industry. James is a Registered Representative of LPL Financial LLC and an Investment Advisor Representative of Gladstone Wealth Partners. James offers a wide range of financial services, including financial planning, portfolio management, and retirement planning. James works with individuals, families, and businesses to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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SC
03/31/2021 - Present
LPL Financial LLC (FORT MILL SC)
SC
01/30/2018 - 11/20/2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (Fort Mill SC)
NY
05/08/2015 - 07/10/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LATHAM NY)
NY
06/07/2011 - 04/01/2015
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
NC
03/23/2007 - 11/24/2009
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NC
02/16/2006 - 02/28/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MA
03/08/2002 - 01/17/2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NY
02/22/2001 - 08/30/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 07/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/24/2011
Series 24 - General Securities Principal Examination
BC
Issued 07/18/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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