Unclaimed
James Libutti is a financial advisor with State Street Global Advisors Funds Distributors, LLC. James has been in the industry since 2013 and holds a Series 7 and Series 63 license. James has been registered with FINRA since 2013 and is currently registered with the state of Massachusetts. James is also registered in 51 other states. James is a registered representative of State Street Global Advisors Funds Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/25/2013 - Present
State Street Global Advisors Funds Distributors, LLC (Boston MA)
RI
08/30/2013 - 10/18/2013
NATIONAL PLANNING CORPORATION (LITTLE COMPTON RI)
BC
Issued 11/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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