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James Li

Fidelity Personal AND Workplace Advisors

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About James Li

James Li is an active investment advisor representative and registered representative with Fidelity Personal And Workplace Advisors. James Li has been in the financial services industry for over 2 years and has passed the Series 63, Series 66, Series 7TO and SIE exams. James Li holds licenses in 52 states and is a registered investment advisor in Texas. Fidelity Personal And Workplace Advisors is a large investment firm with over $818 billion in assets under management. The firm provides financial planning, educational seminars, and portfolio management services to individuals, businesses, and pension plans.

Firm Information

James Li is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Li’s Registration & Firm History

TX

07/28/2022 - Present

Fidelity Personal AND Workplace Advisors (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 07/07/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/29/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Li.
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