Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Quigley is a financial professional with over 30 years of experience in the industry. James is currently registered with CWM, LLC and holds a Series 6, 7, 24, and 66 licenses. James has previously been employed with Cetera Advisor Networks, LLC, LPL Financial, LLC, and Northwestern Mutual Investment Services, LLC. James is a Certified Financial Planner. James also serves as a board member for Hope's in Barrington, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
FL
03/17/2016 - Present
CWM, LLC (Fernandina Beach FL)
IL
01/17/2017 - 11/01/2023
CETERA ADVISOR NETWORKS LLC (CHICAGO IL)
IL
03/16/2007 - 01/19/2017
LPL FINANCIAL LLC (BARRIINGTON IL)
IL
01/08/1990 - 03/19/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BARRINGTON IL)
WI
01/08/1990 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 08/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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