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James Lexington Rutledge

Charles Schwab & CO., Inc.

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About James Lexington Rutledge

James Rutledge is an active investment advisor representative in the state of Ohio, registered with Charles Schwab & Co., Inc. James has been in the financial services industry for over 12 years, having previously worked with Merrill Lynch and Huntington Investment Company. James is dedicated to providing comprehensive financial planning and investment advisory services to his clients. He holds the Series 63, 65, 7, and SIE securities licenses. James is committed to helping his clients achieve their financial goals through personalized service and a deep understanding of their needs.

Firm Information

James Rutledge is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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James Rutledge’s Registration & Firm History

OH

08/04/2022 - Present

Charles Schwab & CO., Inc. (Sylvania OH)

OH

03/25/2019 - 04/18/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TOLEDO OH)

OH

05/12/2016 - 02/26/2019

THE HUNTINGTON INVESTMENT COMPANY (TOLEDO OH)

OH

05/31/2010 - 04/18/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TOLEDO OH)

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Licenses & Designations

IA

Issued 09/10/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/09/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Lexington Rutledge.
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