Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Worrell is a financial advisor with Wellth Advisory Services, LLC. James has been in the financial industry since 1992 and is registered as a Registered Representative and Investment Advisor Representative. James holds the Series 6, 7, 24, 63, and 65 licenses and has experience providing financial planning services to individuals, corporations, and trusts. James is also a board member of the Horace A. Kimball & S. Ella Kimball Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
06/28/2024 - Present
Wellth Advisory Services, LLC (Providence RI)
RI
03/29/2006 - 04/01/2019
KESTRA INVESTMENT SERVICES, LLC (Providence RI)
RI
04/11/2006 - 05/05/2006
M HOLDINGS SECURITIES, INC. (PROVIDENCE RI)
RI
01/02/2001 - 04/11/2006
M HOLDINGS SECURITIES, INC. (PROVIDENCE RI)
MA
09/20/2000 - 01/05/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
02/24/1994 - 10/26/2000
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
02/28/1994 - 04/12/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
CT
06/07/1993 - 12/31/1993
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
08/19/1992 - 06/07/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 07/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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