Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hager is a financial advisor with over 25 years of experience in the financial services industry. James is currently registered with Osaic Wealth, Inc. and holds Series 6, 7, 63, and 65 licenses. James provides a range of financial services to individuals, families, and businesses, including financial planning, investment management, and retirement planning. James is committed to providing personalized advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/19/2024 - Present
Osaic Wealth, Inc. (Apex NC)
NC
05/20/2016 - 06/14/2024
SECURITIES AMERICA, INC. (Apex NC)
NC
02/09/2004 - 06/06/2016
WOODBURY FINANCIAL SERVICES, INC. (CARY NC)
MA
06/05/2001 - 02/10/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/05/2001 - 02/10/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
WI
07/05/2000 - 06/01/2001
INVEST FINANCIAL CORPORATION (APPLETON WI)
CT
04/12/2000 - 06/30/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NE
10/07/1999 - 04/10/2000
AMERITAS INVESTMENT CORP. (LINCOLN NE)
NJ
07/30/1997 - 10/12/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
01/01/1999 - 01/20/1999
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 12/9/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/8/2000
Series 7 - General Securities Representative Examination
BC
Issued 5/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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