Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Pekelder is a financial advisor with Ameriprise Financial Services, LLC. James has been in the industry since 1983 and is registered in Nebraska and Texas. James has extensive experience in the financial services industry, having previously worked with Wells Fargo Clearing Services, LLC, Principal Financial Securities, Inc., and R. G. Dickinson & Co. James provides a range of financial services, including asset allocation, financial planning, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
05/13/2019 - Present
Ameriprise Financial Services, LLC (Omaha NE)
NE
05/11/1998 - 05/13/2019
WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)
TX
09/09/1991 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
IA
02/22/1988 - 09/11/1991
R. G. DICKINSON & CO. (DES MOINES IA)
NA
04/28/1986 - 03/19/1988
E. F. HUTTON & COMPANY INC
NA
10/17/1984 - 05/12/1986
DEAN WITTER REYNOLDS INC.
NA
05/23/1984 - 10/18/1984
THOMSON MCKINNON SECURITIES INC.
NA
10/21/1983 - 05/18/1984
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 02/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/24/1996
Series 12 - NYSE Branch Manager Examination
BC
Issued 06/04/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/21/1992
Series 4 - Registered Options Principal Examination
BC
Issued 03/04/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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