Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Werst has been a financial professional since 1984. James is a registered representative and investment advisor representative for Commonwealth Financial Network and is a certified financial planner (CFP). James has experience with working with individuals and families and has been a registered representative for several different financial institutions. James currently works for Commonwealth Financial Network and is also a co-owner of Align Wealth Strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/15/2010 - Present
Commonwealth Financial Network (Lancaster PA)
CA
08/01/2003 - 05/17/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
08/04/1997 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
AZ
01/31/1997 - 08/04/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
12/07/1987 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
IL
10/10/1988 - 08/31/1992
PEB FINANCIAL GROUP, INC. (CHICAGO IL)
NA
09/12/1984 - 12/17/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
09/12/1984 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 12/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/11/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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