Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Leroy Riley is a financial advisor at Osaic Wealth, Inc. James has been in the industry since 1986 and has a wide range of experience in financial planning, portfolio management, and pension consulting. James is registered in nine states including Kansas, Texas, Florida, Arkansas, Colorado, Illinois, Missouri, Oklahoma, and New York. James holds the Series 6, 63, 26, SIE, and 99TO licenses. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
12/01/2015 - Present
Osaic Wealth, Inc. (WICHITA KS)
KS
08/07/2004 - 12/07/2015
FIRST INDEPENDENT FINANCIAL SERVICES, INC. (WICHITA KS)
KS
07/25/2002 - 08/05/2004
PROFESSIONAL INVESTMENT SERVICES, INC. (WINFIELD KS)
KS
10/06/1999 - 07/29/2002
CHAPMAN SECURITIES, INC. (WICHITA KS)
KS
06/29/1995 - 10/08/1999
PROFESSIONAL INVESTMENT SERVICES, INC. (WINFIELD KS)
TX
04/07/1992 - 07/07/1995
SIGNAL SECURITIES, INC. (FORT WORTH TX)
GA
06/23/1986 - 04/14/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 03/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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