Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Leroy Parker is a financial advisor associated with PFS Investments Inc. based in West Jordan, UT. James has over 30 years of experience in the industry, working in various roles, including at AMERICAN FUNDS & TRUSTS INCORPORATED and STERNE AGEE FINANCIAL SERVICES, INC. James holds Series 7 and 63 licenses and the SIE exam. James is registered in Alaska, Tennessee and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
UT
09/28/2015 - Present
PFS Investments Inc. (WEST JORDAN UT)
UT
08/10/2010 - 07/13/2015
AMERICAN FUNDS & TRUSTS INCORPORATED (SALT LAKE CITY UT)
UT
08/17/2009 - 07/09/2010
STERNE AGEE FINANCIAL SERVICES, INC. (SANDY UT)
UT
10/25/2002 - 08/17/2009
EMMETT A LARKIN COMPANY, INC. (SANDY UT)
CA
02/09/2000 - 10/23/2002
TRADEWAY SECURITIES GROUP, INC. (CARLSBAD CA)
UT
06/25/1992 - 03/02/2000
NETWORK CAPITAL CORPORATION (SALT LAKE CITY UT)
BC
Issued 11/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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