Unclaimed
James Leroy Fuller is a registered representative with PFS Investments Inc. James has been working in the financial services industry since 2010 and has been registered with PFS Investments Inc. since February 17, 2010. James holds the Series 6, 26, and 63 licenses, and is also a SIE exam holder. James has a current registration in Arkansas and Georgia. James is a licensed agent and representative of PFS Investments Inc., with a focus on the financial needs of individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AR
01/12/2023 - Present
PFS Investments Inc. (PINE BLUFF AR)
AR
02/17/2010 - 12/31/2022
PFS INVESTMENTS INC. (PINE BLUFF AR)
BC
Issued 02/26/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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