Unclaimed
James Leonard Mills is a financial advisor with Nationwide Investment Services Corp. James is registered with FINRA and is licensed in Michigan and Ohio. James holds the Series 6, Series 63, and SIE licenses. James began his career in the securities industry on September 7, 2018, and has been with Nationwide Investment Services Corp. since June 14, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
06/14/2021 - Present
Nationwide Investment Services Corp. (GRANDVIEW HEIGHTS OH)
OH
09/07/2018 - 06/07/2021
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
BC
Issued 09/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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