Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Leonard McManus is a financial advisor with Northwestern Mutual Investment Services, LLC. James Leonard McManus is also an investment advisor representative. James Leonard McManus has been in the industry since October 5, 2010. The advisor has a Series 6, 7 and 63 licenses, as well as the SIE exam. James Leonard McManus is registered in 18 states and is a Chartered Financial Consultant. In addition to working with Northwestern Mutual Investment Services, LLC, James Leonard McManus may also earn commissions from insurance companies not affiliated with Northwestern Mutual. The advisor is also the owner of JEM Alpha, LLC and JLM JDR, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
08/11/2011 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
NC
04/07/2008 - 07/03/2008
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 02/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/30/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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