Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hawkins is a financial advisor with over 30 years of experience in the industry. James is registered with LPL Financial LLC. James has a background in providing financial advice to individuals and families. James is committed to helping clients achieve their financial goals. James has experience working with clients of all backgrounds and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/02/2015 - Present
LPL Financial LLC (AGOURA HILLS CA)
TX
06/16/2000 - 02/01/2002
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
CA
02/28/2000 - 05/11/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
MA
02/25/1999 - 03/02/2000
MUTUAL SERVICE CORPORATION (BOSTON MA)
MN
07/29/1993 - 11/17/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/29/1993 - 11/17/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
04/20/1994 - 12/31/1994
AMERICAN EXPRESS SERVICE CORPORATION (MINNEAPOLIS MN)
BC
Issued 08/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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