Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Leo Ward is a financial advisor with Retirement Planners Of America. James has been a registered representative since 1993 and holds a Series 63 and 65 license. James is also a Registered Principal with the firm. James has experience in providing financial planning and portfolio management for individuals. James has previously worked at SEI Investments Distribution Co. and SEI Investment Management Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
12/14/2020 - Present
Retirement Planners OF America (PLANO TX)
PA
08/11/1993 - 12/01/2004
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
IA
Issued 09/07/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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