Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Leo Waldron is a securities professional with experience in the financial services industry. James is currently registered with Mufg Securities Americas Inc., where James holds a Series 7, Series 63, and Series 79TO license. James has been in the industry since July 2022. James is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/09/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 06/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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