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James Leighton ayres Metcalf

Bailey & Co. Securities, LLC

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About James Leighton ayres Metcalf

James Metcalf is a financial professional with over 20 years of experience in the industry. James currently works at Bailey & Co. Securities, LLC in Brentwood, TN. Prior to this, James worked at B. Riley Securities, Inc., Huron Transaction Advisory LLC, Ernst & Young Capital Advisors, LLC, KPMG Corporate Finance LLC, Locust Walk Securities, LLC, Morgan Keegan & Company, Inc., Shattuck Hammond Partners LLC, BANC OF AMERICA SECURITIES LLC, and J.P. Morgan Securities Inc. James holds a Series 7, Series 63, Series 79TO, and SIE license. James is registered to do business in Tennessee and New York.

Firm Information

James Metcalf is currently registered with Bailey & Co. Securities, LLC. Bailey & Co. Securities, LLC is a Limited Liability Company formed in April 2019. The firm is registered with the SEC and in 18 states, including California, Colorado, Connecticut, Florida, Illinois, Kansas, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Dakota, Tennessee, Virginia, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Metcalf’s Registration & Firm History

TN

07/22/2024 - Present

Bailey & Co. Securities, LLC (BRENTWOOD TN)

NY

10/09/2022 - 06/26/2024

B. RILEY SECURITIES, INC. (NEW YORK NY)

NY

05/08/2018 - 11/02/2022

HURON TRANSACTION ADVISORY LLC (NEW YORK NY)

NY

09/10/2014 - 05/02/2018

ERNST & YOUNG CAPITAL ADVISORS, LLC (NEW YORK NY)

NY

11/06/2012 - 08/26/2014

KPMG CORPORATE FINANCE LLC (NEW YORK NY)

MA

05/22/2012 - 10/29/2012

LOCUST WALK SECURITIES, LLC (BOSTON MA)

NY

06/01/2007 - 04/30/2012

MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)

NY

07/18/2005 - 06/06/2007

SHATTUCK HAMMOND PARTNERS LLC (NEW YORK NY)

NY

08/05/2004 - 12/01/2004

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

08/09/2001 - 12/31/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

05/01/2001 - 05/04/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

10/01/1999 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/30/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Leighton ayres Metcalf.
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