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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lee Taylor is a financial advisor with Cetera Investment Advisers LLC. James has been in the financial services industry since 1994 and has a diverse background in both brokerage and advisory services. James holds multiple licenses and designations, including Series 7, 24, 63, and 65. James specializes in working with individuals, corporations, and pension and profit sharing plans. Cetera Investment Advisers LLC is a national firm that offers a wide range of financial products and services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/03/2022 - Present
Cetera Investment Advisers LLC (PEORIA HEIGHTS IL)
IL
02/24/1995 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (PEORIA HEIGHTS IL)
CA
09/13/1994 - 08/29/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
IA
Issued 9/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/17/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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