Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lee Smith is a financial advisor at Thrivent Investment Management Inc. James Smith is registered with FINRA and the state of Texas. James Smith specializes in providing financial planning and portfolio management services for individuals. James Smith has been in the financial industry since June 6, 2018, and has experience working with a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth. James Smith is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
07/12/2018 - Present
Thrivent Investment Management Inc. (Humble TX)
BOTH
Issued 06/30/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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