Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lee Slaska is a financial professional with over 25 years of experience in the financial services industry. James is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. James has previously held positions with Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Smith Barney Inc. James has a broad range of experience in providing investment advice and financial planning services to individuals, families, businesses and institutions. James specializes in working with high net worth individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/22/2004 - Present
Wells Fargo Clearing Services, LLC (ALLENTOWN PA)
NY
05/15/1998 - 02/01/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/11/1995 - 05/20/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/15/1994 - 02/09/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 05/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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