Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rodgers is a financial advisor who has been in the industry since 1996. James is currently registered with Arkadios Wealth Advisors, and has previously worked with SAGEPOINT FINANCIAL, INC., SECURITIES AMERICA, INC., COMMONWEALTH FINANCIAL NETWORK, LPL FINANCIAL CORPORATION, INVESTMENT PROFESSIONALS, INC., NFP SECURITIES, INC., and PRUCO SECURITIES CORPORATION. James offers a variety of financial services including financial planning, pension consulting, and portfolio management for individuals. James is also a certified financial coach, offering a variety of financial coaching services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/04/2021 - Present
Arkadios Wealth Advisors (Angleton TX)
TX
11/18/2013 - 10/18/2021
SAGEPOINT FINANCIAL, INC. (TYLER TX)
TX
09/30/2013 - 11/18/2013
SECURITIES AMERICA, INC. (ANGLETON TX)
TX
02/17/2009 - 10/23/2013
COMMONWEALTH FINANCIAL NETWORK (ANGLETON TX)
TX
11/13/2002 - 02/23/2009
LPL FINANCIAL CORPORATION (ANGLETON TX)
TX
09/14/2001 - 10/21/2002
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TX
02/09/1998 - 09/11/2001
NFP SECURITIES, INC. (AUSTIN TX)
NJ
10/22/1996 - 02/05/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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