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James Lee Rayroux

Nylife Securities LLC

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About James Lee Rayroux

James Lee Rayroux is a financial professional with over 17 years of experience in the industry. James has a strong background in securities and investment products, having held various roles at reputable firms such as MML Investors Services, LLC, NYLife Securities LLC, Chase Investment Services Corp., Banc One Securities Corporation, and AXA Advisors, LLC. James currently holds a Series 7, 63, 65, and 66 licenses. He is registered with Nylife Securities LLC in Tucson, Arizona. James is committed to providing personalized financial guidance and investment strategies to help his clients achieve their financial goals.

Firm Information

James Rayroux is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Rayroux’s Registration & Firm History

AZ

12/05/2023 - Present

Nylife Securities LLC (TUCSON AZ)

MA

01/30/2023 - 10/26/2023

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

AZ

05/13/2022 - 02/06/2023

NYLIFE SECURITIES LLC (TUCSON AZ)

AZ

01/17/2006 - 01/12/2007

CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)

AZ

02/02/2006 - 05/02/2006

BANC ONE SECURITIES CORPORATION (PHOENIX AZ)

NY

03/21/2005 - 12/16/2005

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/13/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/22/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 04/01/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/13/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/01/2022

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Lee Rayroux.
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