Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Niedermeier is a registered investment advisor representative with Ausdal Financial Partners, Inc. James has been in the industry since 1985. Prior to joining Ausdal Financial Partners, Inc., James was with Waterstone Financial Group, Inc., Re-Direct Securities Corp, Quest Capital Strategies, Inc., Pruco Securities Corporation, and Private Ledger Financial Services, Incorporated. James holds a Series 63, Series 65, and Series 7 license and the SIE designation. James specializes in retirement planning, mutual funds, stocks, bonds, and ETFs. James is also registered in California, Illinois, Missouri, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
01/30/2019 - Present
Ausdal Financial Partners, Inc. (DOWNERS GROVE IL)
IL
07/21/2003 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (ROCKFORD IL)
IL
05/07/1996 - 07/21/2003
RE-DIRECT SECURITIES CORP (VILLA PARK IL)
CA
01/24/1996 - 05/20/1996
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NA
04/18/1988 - 01/26/1996
PRUCO SECURITIES CORPORATION
NJ
05/21/1985 - 01/26/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
09/17/1986 - 04/22/1988
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
IA
Issued 09/21/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Niedermeier is the right advisor for you? Invested Better is here to help.
