Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nelsen is a financial advisor with LPL Financial LLC. James has been in the financial services industry since December 2, 1990. James is registered as a broker-dealer in multiple states, including Arizona, California, Colorado, Florida, Hawaii, Idaho, Michigan, Minnesota, Montana, Nebraska, Nevada, New Mexico, Oklahoma, Oregon, Pennsylvania, Texas, and Washington. James is also registered as an investment advisor in Texas and Washington. James has a variety of experience and has passed a number of industry exams, including the Series 6, 7, 24, 26, 63, and 65. James offers financial planning, investment advisory services, consulting and other non-discretionary advisory services, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
12/28/2001 - Present
LPL Financial LLC (RENTON WA)
NJ
11/16/1990 - 02/23/2001
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 12/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/19/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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