Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Miller is a financial advisor with over 40 years of experience in the financial services industry. James is currently registered with Kestra Advisory Services, LLC. James has a broad range of experience working with individual clients, businesses and institutions. James holds Series 1, 6, 63, 65, and 22 licenses as well as the SIE exam. James is registered to provide investment advice in Colorado, Florida, Indiana, Michigan, Montana, Texas, Virginia, and Wyoming. James also offers insurance products through Kestra Investment Services, LLC. James's clients appreciate his personalized approach and commitment to providing comprehensive financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
04/20/2016 - Present
Kestra Advisory Services, LLC (KALAMAZOO MI)
MI
01/02/1998 - 04/23/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (KALAMAZOO MI)
FL
04/01/1991 - 12/31/1997
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NA
08/07/1980 - 04/01/1991
PW SECURITIES, INC.
IA
Issued 10/19/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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