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James Lee Massey kim

Jefferies LLC

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About James Lee Massey kim

James Lee Massey kim is a financial professional with over 10 years of experience in the securities industry. James is currently registered with Jefferies LLC, a brokerage firm with offices in San Francisco, CA. Prior to joining Jefferies, James was a registered representative at Deutsche Bank Securities Inc. and Kim Eng Securities U.S.A. Inc. James holds the Series 7, Series 57, and Series 63 licenses and the SIE exam. James is registered in 52 states and the District of Columbia.

Firm Information

James Massey kim is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Massey kim’s Registration & Firm History

CA

08/23/2019 - Present

Jefferies LLC (SAN FRANCISCO CA)

CA

09/12/2017 - 08/26/2019

DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)

NY

03/28/2006 - 01/03/2007

KIM ENG SECURITIES U.S.A. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/20/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2017

Series 57 - Securities Trader Exam

BC

Issued 09/12/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Lee Massey kim.
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