Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lee Martin is a financial advisor with over 20 years of experience in the industry. James Lee Martin has worked with both First Citizens Investor Services, Inc. and WELLS FARGO CLEARING SERVICES, LLC. James Lee Martin is a licensed agent in both North Carolina and Virginia, and is registered with FINRA and the state of West Virginia. James Lee Martin is currently registered with First Citizens Investor Services, Inc. and specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. James Lee Martin has a Series 6, 7, and 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/21/2021 - Present
First Citizens Investor Services, Inc. (GREENSBORO NC)
NC
09/29/2006 - 04/20/2021
WELLS FARGO CLEARING SERVICES, LLC (GREENSBORO NC)
GA
03/18/1999 - 07/15/2005
PFS INVESTMENTS INC. (DULUTH GA)
GA
04/28/1997 - 12/31/1998
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 12/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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