Unclaimed
James Maddux is an investment advisor representative at Raymond James Financial Services Advisors, Inc., with over 18 years of experience in the financial services industry. James is licensed to provide investment advice and services in 27 states, including Tennessee, Texas, and others. James earned his Series 66, Series 7 and SIE licenses and has a strong track record of providing financial planning and investment management services to individuals, families, businesses, and retirement plans. James currently provides financial services through Maddux Wealth Management, an independent firm, along with providing life and disability insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
08/17/2023 - Present
Raymond James Financial Services Advisors, Inc. (Brentwood TN)
TN
08/12/2005 - 02/27/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRENTWOOD TN)
BOTH
Issued 09/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Maddux is the right advisor for you? Invested Better is here to help.