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James Lee Laughlin

THE Leaders Group, Inc.

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About James Lee Laughlin

James Laughlin is a financial advisor with The Leaders Group, Inc. James has over 35 years of experience in the financial services industry. He has experience in a variety of financial areas including Investment Company Products/Variable Contracts, Direct Participation Programs, and Securities Industry Essentials. James is registered with the state of Georgia, Kansas, Missouri, Ohio, Oklahoma, Tennessee, and Texas. James is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

James Laughlin is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Laughlin’s Registration & Firm History

CO

02/03/2014 - Present

THE Leaders Group, Inc. (LITTLETON CO)

TN

09/03/2013 - 02/21/2014

CETERA ADVISOR NETWORKS LLC (BRENTWOOD TN)

TN

03/15/2000 - 09/03/2013

TOWER SQUARE SECURITIES, INC. (BRENTWOOD TN)

IN

01/04/1999 - 03/02/2000

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

CT

11/26/1993 - 01/28/1999

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

NA

09/19/1988 - 08/18/1993

F & G SECURITIES, INC.

NA

06/21/1983 - 09/30/1988

JOHN HANCOCK DISTRIBUTORS, INC.

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Licenses & Designations

BC

Issued 08/03/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/1983

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 06/20/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Lee Laughlin.
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