Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kelly is a registered representative with Sanctuary Securities, Inc. James has been in the securities industry since December 21, 1993. Kelly's previous employment included positions with World Equity Group, Inc., SecureVest Financial Group, CapNet Securities Corporation, Institutional Capital Management, Inc., Jefferson Pilot Securities Corporation, Pruco Securities Corporation, APS Financial Corporation, Meyers Pollock Robbins, Inc., Brokers Transaction Services, Inc., M. J. Whitman, Inc., Westcap Securities, L.P., Meridian Securities, Inc., The Trading Desk, Inc., TDI, Incorporated, Marcus, Stowell & Beye Government Securities, Inc., and Marcus, Stowell & Beye, Inc. James Kelly holds the Series 63, Series 7 and SIE licenses, as well as the Uniform Investment Adviser Law Examination certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/26/2018 - Present
Sanctuary Securities, Inc. (Fulshear TX)
TX
08/31/2009 - 10/24/2018
WORLD EQUITY GROUP, INC. (KATY TX)
TX
06/11/2008 - 09/10/2009
SECUREVEST FINANCIAL GROUP (HOUSTON TX)
TX
11/23/2005 - 06/11/2008
CAPNET SECURITIES CORPORATION (HOUSTON TX)
TX
06/07/2001 - 11/17/2005
INSTITUTIONAL CAPITAL MANAGEMENT, INC. (HOUSTON TX)
TX
09/13/2002 - 10/27/2003
CAPNET SECURITIES CORPORATION (HOUSTON TX)
IN
10/30/2000 - 06/12/2001
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NJ
01/05/2000 - 10/10/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
TX
08/26/1999 - 12/09/1999
APS FINANCIAL CORPORATION (AUSTIN TX)
TX
07/07/1998 - 05/27/1999
INSTITUTIONAL CAPITAL MANAGEMENT, INC. (HOUSTON TX)
NY
04/02/1996 - 11/22/1996
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
TX
10/27/1995 - 04/02/1996
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
NY
08/23/1995 - 10/23/1995
M. J. WHITMAN, INC. (NEW YORK NY)
TX
04/07/1995 - 08/07/1995
WESTCAP SECURITIES, L.P. (HOUSTON TX)
NA
08/20/1994 - 04/28/1995
MERIDIAN SECURITIES, INC.
NA
07/08/1994 - 08/30/1994
THE TRADING DESK, INC.
CO
08/04/1994 - 08/25/1994
TDI, INCORPORATED (ENGLEWOOD CO)
FL
12/04/1991 - 08/20/1994
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC. (FORT LAUDERDALE FL)
TX
11/18/1993 - 07/20/1994
WESTCAP SECURITIES, L.P. (HOUSTON TX)
FL
12/04/1991 - 10/28/1993
MARCUS, STOWELL & BEYE, INC. (FORT LAUDERDALE FL)
IA
Issued 01/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Kelly is the right advisor for you? Invested Better is here to help.
