Unclaimed
James Lee Johnson is a financial advisor in Virginia, MN with over 20 years of experience in the industry. James is currently registered with Cetera Advisor Networks LLC and has been with the firm since June 2021. James holds Series 6, Series 63, and SIE licenses and is registered in Minnesota, North Dakota, and Florida. Prior to Cetera Advisor Networks LLC, James was registered with VOYA FINANCIAL ADVISORS, INC. from January 2001 to June 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
06/09/2021 - Present
Cetera Advisor Networks LLC (Virginia MN)
MN
01/22/2001 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Virginia MN)
BC
Issued 04/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Johnson is the right advisor for you? Invested Better is here to help.