Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Johnson is a financial advisor who has been in the industry since November 1993. James is currently registered with Stifel Independent Advisors, LLC, and has branch office locations in St. Louis, MO and Ladue, MO. James has a broad range of experience, including experience working as an investment advisor representative. James is committed to helping his clients achieve their financial goals. James has earned the Series 63 and Series 65 licenses and has been registered with the Securities and Exchange Commission (SEC) since 1993. James holds the SIE and Series 7 licenses as well. James is a member of the Investment Committee at City Academy and is also involved in several civic organizations. James is a valuable asset to his clients and the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MO
04/14/2021 - Present
Stifel Independent Advisors, LLC (ST. LOUIS MO)
MO
11/26/1993 - 03/30/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FRONTENAC MO)
IA
Issued 02/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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