Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harrold is a financial advisor at Cetera Investment Advisers LLC, located in Clinton, IL. James has been in the financial industry since 1987. James is a Registered Representative and Investment Advisor Representative. James is licensed to provide financial advice in several states, including Illinois, Minnesota, Florida, Virginia, and Arizona. James has experience providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
07/12/2002 - Present
Cetera Investment Advisers LLC (CLINTON IL)
MN
08/22/1991 - 11/16/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/22/1991 - 11/16/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
03/03/1988 - 12/31/1990
DREHER & ASSOCIATES, INC. (OAKBROOK TERRACE IL)
IL
01/14/1987 - 12/02/1987
DREHER & ASSOCIATES, INC. (OAKBROOK TERRACE IL)
NA
07/02/1986 - 11/21/1986
FIRST INVESTORS CORPORATION
BOTH
Issued 6/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 7/1/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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