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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lee Hall is a financial advisor with over 30 years of experience in the industry. James is registered as a broker-dealer and investment advisor representative with Cetera Investment Advisers LLC, a firm that provides financial advice to individuals, businesses, and institutions. Cetera Investment Advisers LLC has over 166,000 clients, and James has specialized experience in the areas of financial planning, pension consulting, and portfolio management. James has also held positions at First Allied Securities, Inc., Edward Jones, and Dean Witter Reynolds Inc. James is licensed in 14 states.
BENTONVILLE, AR
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AR
11/12/2020 - Present
Cetera Investment Advisers LLC (BENTONVILLE AR)
AR
02/25/2011 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (RUSSELLVILLE AR)
AR
03/09/1998 - 03/01/2011
EDWARD JONES (SPRINGDALE AR)
NY
12/13/1994 - 03/30/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MO
05/30/1990 - 12/13/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NA
08/07/1987 - 01/13/1989
INVESTMENT/DEVELOPMENT CONCEPTS, INC.
NA
09/20/1984 - 01/18/1985
CAPITAL RESOURCES, INC.
IA
Issued 7/5/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/11/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/3/1997
Series 3 - National Commodity Futures Examination
BC
Issued 9/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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