Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lee Ferrell is a financial advisor with Morgan Stanley. James is a licensed Investment Advisor Representative (IAR) and a Registered Representative (RR) with the firm in Sewickley, Pennsylvania. He has been a financial advisor since 1999 and holds multiple professional licenses and certifications. James Ferrell has a background in helping clients with investment strategies and asset allocation, retirement planning and other financial planning needs. Prior to joining Morgan Stanley, James worked for Hefren-Tillotson and Dean Witter Reynolds Inc. James has a broad range of experience and expertise to help clients navigate a range of financial needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
10/29/2010 - Present
Morgan Stanley (Sewickley PA)
PA
04/12/2001 - 11/01/2010
HEFREN-TILLOTSON, INC. (WEXFORD PA)
NY
09/14/1999 - 01/08/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Ferrell is the right advisor for you? Invested Better is here to help.
