Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lee Day is a financial advisor with over 20 years of experience in the industry. James has worked for several firms, including LPL Financial LLC and Capitol Securities & Associates, Inc., before joining Capitol Securities Management, Inc. in 2019. James specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and trusts. James is registered to provide investment advice in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
07/15/2019 - Present
Capitol Securities Management, Inc. (RESTON VA)
VA
10/01/2018 - 04/09/2019
LPL FINANCIAL LLC (ROUND HILL VA)
VA
01/14/2004 - 08/02/2018
CAPITOL SECURITIES MANAGEMENT, INC. (RESTON VA)
VA
11/09/2010 - 12/18/2012
CAPITOL SECURITIES & ASSOCIATES, INC. (GLEN ALLEN VA)
DC
07/15/2002 - 01/05/2004
ICMA-RC SERVICES, LLC (WASHINGTON DC)
MD
05/07/2002 - 07/01/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
DC
05/03/2001 - 04/03/2002
ICMA-RC SERVICES, LLC (WASHINGTON DC)
NA
09/18/1992 - 12/08/1992
FERRIS, BAKER WATTS INCORPORATED
IA
Issued 07/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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