Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cox is a financial advisor with over 25 years of experience in the industry. James is currently registered with Truist Investment Services, Inc. Previously James was employed at BB&T Securities, LLC, BB&T Investment Services, Inc. and Vanguard Marketing Corporation. James is licensed to provide securities-related services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/17/2021 - Present
Truist Investment Services, Inc. (CHARLOTTE NC)
VA
02/18/2021 - 06/29/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (CHARLOTTE NC)
NC
09/08/1998 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
PA
10/30/1997 - 08/28/1998
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 11/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2005
Series 4 - Registered Options Principal Examination
BC
Issued 02/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/31/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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