Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lee Cook is a financial advisor with over 10 years of experience in the industry. James is registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since July 2019. James specializes in providing financial advice to individuals, businesses, and institutional clients. James holds a Series 7, 9, 10, and 66 license, and is registered in several states, including Tennessee, Texas, and others. In addition to his professional experience, James is also a Finance/Investment Committee member for Ducks Unlimited and a Director for The 100 Club of Memphis. James is committed to providing his clients with the highest quality of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
07/15/2019 - Present
Raymond James Financial Services Advisors, Inc. (Memphis TN)
TN
02/13/2013 - 07/15/2019
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
11/05/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 12/12/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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